401(k) Easy SEC Investment Advisor Alliance Program

Use 401(k) Easy Pro* to run your clients' 401(k) plans.
You can use the 401(k) Easy Pro system to handle your clients' plan administration quickly, easily, and professionally!

We customize your copy of 401(k) Easy Pro to your administration needs, both in terms of the number, and type of 401k plans you service. Customization features include investment choice listings, pertinent client information, loans, matching contributions and more.

You take care of each plan's administration -- with 401(k) Easy Pro doing the work using each of your client's custom information. On average, each 401k plan you service will take only 15 minutes a month to process.

About all your clients have to do is supply you with their monthly payroll and census data.

You act as liason between your clients and the investment companies they choose for their 401k plans.

You earn ALL investment fees generated by your clients' plans (we NEVER take a cut!)

You get all of 401(k) Easy 's great automated and plan-specific features, so running your clients' plans is quick and efficient.

401(k) Easy Pro lets you give your clients quality services, such as MONTHLY plan compliance testing and MONTHLY participant account statements. These automated features take only seconds to complete with 401(k) Easy Pro!

Your clients receive a quality plan that has all the flexibility and per-company customization features of self-run 401(k) Easy plans.

As a SEC-Registered Investment Advisor, you qualify to purchase 401(k) Easy at a 10% discount!

* 401(k) Easy Pro available for purchase 9/01/01

SEC-Registered Investment Advisors purchase 401(k) Easy Pro at a permanent 10% discount per plan, per year.

401(k) Easy Pro is licensed annually, with the software and companion materials updated each year in light of regulatory and related changes. Each plan pays...

A one-time, non refundable, first-year-only setup fee of $500. No discounts are given on this fee.

An annual license renewal fee that is based on plan size. The plans you administrate receive a 10% discount on this fee EVERY YEAR.

PLAN SIZE
(in # of eligible employees)

STANDARD
401(k) Easy PRICING

401(k) Easy Pro PRICING
WITH YOUR 10% DISCOUNT

2-4
$595 per year
$508.50 per year

5-10

$795 per year

$688.50 per year

11-15

$995 per year

$985.50 per year

16-20

$1,195 per year

$1,048.50 per year

21-25

$1,395 per year

$1,228.50 per year

26-30

$1,595 per year

$1,408.50 per year

31-35

$1,795 per year

$1,588.50 per year

36-40

$2,095 per year

$1,858.50 per year

41-45

$2,295 per year

$2,038.50 per year

46-50

$2,495 per year

$2,218.50 per year

50+

please call for quote

please call for quote

Registered Investment Advisor order desk.

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Alaska Iowa Nevada South Dakota

Arizona Kansas New Hampshire Tennessee

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California Louisiana New Mexico Utah

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Connecticut Maryland North Carolina Virginia

Delaware Massachusetts North Dakota Washington

Florida Michigan Ohio West Virginia

Georgia Minnesota Oklahoma Wisconsin

Hawaii Mississippi Oregon Wyoming

Idaho Missouri Pennsylvania

Illinois Montana Rhode Island

As an alternative to running your clients' plans using 401(k) Pro, have your clients use 401(k) Easy to run their own 401k plans in-house -- with you as the designated investment advisor.

What could be easier? You just hook your client(s) up with us, we'll set up their plan, they'll run their plan, and you'll collect all asset-based fees!